SEBI Lawyer for Securities Law, Investigations and SAT Appeals
SEBI lawyer advising on securities law compliance, defending investigations, handling investor complaints and arguing appeals before the Securities Appellate Tribunal.
About Our Firm
Dedicated legal professionals committed to protecting your rights and securing your future
Bhatt and Joshi Associates advises listed and unlisted entities, intermediaries and investors on securities law and SEBI regulations. The firm helps clients handle investigations, enforcement actions and investor complaints. Its lawyers work on insider trading, disclosure, governance and market conduct issues. Bhatt and Joshi Associates also represents parties in proceedings before SEBI and the Securities Appellate Tribunal.
25+
Years of Service
5,000+
Cases Handled
98%
Client Satisfaction
Our Core Values
Integrity
We uphold the highest ethical standards in every case we handle
Compassion
We understand the personal nature of legal matters and treat each client with care
Excellence
Our commitment to superior legal representation drives everything we do
Client-Focused
Your needs and goals are at the center of our legal strategy
"Our mission is to provide exceptional legal services that protect our clients' rights, interests, and futures. We believe that everyone deserves access to quality legal representation, and we're committed to fighting tirelessly for the best possible outcomes."
Managing Partner
Founder
Why Choose Our Firm?
When your rights and future are on the line, experience matters. Our dedicated team has the knowledge and resources to handle your case.
25+ Years Experience
Proven track record of successful case outcomes
Trusted Expertise
Board-certified attorneys with specialized knowledge
Always Available
24/7 emergency consultation and support
Results Driven
Millions recovered for our clients
What Our Clients Say
Don’t just take our word for it. See what our satisfied clients have to say about their experience with our firm.
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Get Consultation
Have a legal question? We’re here to help. Contact us today for a consultation.
Contact Information
Phone
+91 98243 23743
aaditya@bhattandjoshiassociates.com
Office Location
No. 311, Grace Business Park B/h. Kargil Petrol Pump, Epic Hospital Road, Sangeet Cross Road, behind Kargil Petrol Pump, Sola, Sagar, Ahmedabad, Gujarat 380060
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Frequently Asked Questions
What does a SEBI Lawyer specializing in securities law and investigations do?
A SEBI Lawyer represents companies, promoters, brokers, intermediaries, and investors in SEBI investigations, enforcement actions, show-cause notices, insider trading matters, market manipulation cases, compliance issues, and appeals before the Securities Appellate Tribunal (SAT).
What types of cases fall under SEBI’s jurisdiction?
SEBI handles matters involving insider trading, fraudulent trading, market manipulation, takeover violations, disclosure lapses, intermediary misconduct, listing regulation violations, and breaches of securities market laws.
How does SEBI conduct investigations, and how can a lawyer help?
SEBI conducts inquiries through notices, document requisitions, summons, and forensic audits. A lawyer helps by responding to notices, preparing submissions, attending hearings, mitigating liability, and ensuring compliance with procedural requirements.
Can SEBI penalties or orders be challenged?
Yes. SEBI orders—including penalties, disgorgement, and debarment—can be appealed before the Securities Appellate Tribunal (SAT). SAT decisions on legal questions may further be appealed to the Supreme Court.
What documents are needed for SEBI investigations or SAT appeals?
Key documents include trade data, demat statements, company filings, compliance records, board resolutions, email communications, forensic reports, and any evidence that clarifies the client’s position.
What are the consequences of violating securities laws?
Penalties may include monetary fines, trading bans, debarment of directors, cancellation of licenses, disgorgement of profits, and in severe cases, prosecution. Early legal intervention can significantly reduce exposure.
How long does a SEBI investigation or SAT appeal take?
SEBI investigations may take several months, depending on complexity. SAT appeals are typically resolved within 6–12 months, though timelines vary with case load and legal issues involved.